Compliance
Compliance consists of ensuring that activities
undertaken between us and the client agree with both the
letter and the spirit of the standards, laws and/or
regulations governed by the FSA.
Enforcing compliance means ensuring our business adheres to
the regulations stated. When you trade with us, you can be
confident that we conduct our business in a manner that
conforms to the legal, ethical and regulatory standards
required of us by the FSA. We make an extra effort to ensure
that our staff adhere to all regulations and we strive to
make every step of the process as transparent as possible.
All of our staff receive a compliance manual and undergo
compliance training on a regular basis to ensure they are up
to date with current practices.
If you have any comments or questions, please feel free to
contact the compliance department at:
Compliance Department
Sapphire Securities
Bourne House
475 Godstone Rd
Whyteleafe
Surrey
CR3 0BL
Or alternatively, contact us by email at:
Compliance@sapphiresecurities.co.uk
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